SFC Compliance

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最近发表
  • 香港私人OFC与开曼SPC基金对比
  • Applying for Hong Kong SFC Type 1, 4, and 9 Licenses Handbook
  • SFCCompliance: 滙豐因研究報告的披露缺失而遭證監會譴責並罰款420萬元
  • SFCCompliance 香港证监会1号、4号、9号牌照申请详细说明
  • New position limits for key exchange-traded derivatives to take effect
  • 总结:SFC致持牌法團的通函- 檢視有關保障客戶資產的內部監控措施
  • Summarize SFC Circular: Review of internal controls on client asset protection
  • 致持牌法团的通函-侦测及预防仿冒诈骗 重点总结
  • SFC issues restriction notice to GA (Int'l) Capital Management Limited and conducts search operation
  • 證監會向環聯(國際)資產管理有限公司發出限制通知書及進行搜查行動
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  • Regulatory Updates (13)
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