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4 articlesBack to Insights

08Jan2026

市场与政策观察

Definition of asset management under SFO

The definition of asset management is provided in Part 2 of Schedule 5, the Securities and Futures Ordinance (Cap. 571) asset management ( 資產管理 )

#HK #License #SFC

05Jul2024

市场与政策观察

Summary for SFC Circular July 3, 2024 for FRR rules

On July 3, 2024, SFC issued a circular to licensed corporations -

19Jun2024

市场与政策观察

Are there any special regulatory provisions for quantitative fund companies in Hong Kong?

02May2024

市场与政策观察

Summary: Findings of SFC-HKMA review of the distribution of non-exchange traded investment products