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Hong Kong financial regulation: topics and articles
Regulatory updates, enforcement actions, analysis, and markets and policy.
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Regulatory Updates
SFC发函警告,揭露香港投行短板
Enforcement Actions
盛宝金融(香港)有限公司在分销虚拟资产相关产品时违反监管规定遭证监会谴责及罚款400万元
Resources
The Regulatory Framework for the Hong Kong Banking Sector
The Hong Kong banking regulatory system is a comprehensive multi-tiered and multi-dimensional framework designed to safeguard the soundness
Regulatory Updates
2026年1月2日SFC持牌人操守准则修订
Resources
Definition of asset management under SFO
The definition of asset management is provided in Part 2 of Schedule 5, the Securities and Futures Ordinance (Cap. 571) asset management ( 資產管理 )
Resources
监管者背后的隐秘权力:香港证监会程序覆检委员会
Resources
2025年金融监管总局监管制度“废改立”清单汇总
Regulatory Updates
政策简报:有关规管虚拟资产托管服务的立法建议咨询总结
Regulatory Updates
政策简报:有关规管虚拟资产交易的立法建议 咨询总结及进一步公众咨询
Resources
中国金融监管体系发展概述(2023-2025)
Enforcement Actions